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中国无机分析化学:2026,16(2):270-280
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基于近红外光谱的返魂草提取过程在线监控方法研究
周国铭, 李文龙
(天津中医药大学)
Research on the On-line Monitoring Method of Senecio Cannabifolius Less. var. integrifolius ( Koidz. ) Kitag. Extraction Process Based on Near-Infrared Spectroscopy
ZHOU Guoming, LI Wenlong
(Tianjin University of Traditional Chinese Medicine)
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投稿时间:2025-10-27     修订日期:2025-11-27     录用日期:2025-11-29     网络发布日期:2026-02-09
中文摘要: 背景:提取过程是中药生产的关键单元操作,其浓缩了药物活性成分,并对下游工艺及最终产品质量产生深远影响。然而,原料药材的内在变异性与操作条件的波动,为实现批间一致性带来了巨大挑战。依赖于耗时且具有破坏性的离线检测的传统质量控制模式,无法为有效的过程控制与优化提供实时反馈。本研究旨在开发一套基于过程分析技术理念的全面在线监控框架,以弥补这一空白。 目的:本研究以单叶返魂草提取过程为研究对象,旨在建立一个基于近红外光谱结合化学计量学方法的在线监控方案。该框架致力于实现三大核心目标:多指标药效活性成分的快速定量、提取最优终点的实时判定,以及稳健的过程监控与故障识别。 方法:将原位透反射光纤探头直接安装于提取罐内,每隔60秒采集一次光谱。针对定量分析,采用偏最小二乘回归建立六种指标性成分(原儿茶酸、隐绿原酸、金丝桃苷、异槲皮苷、新绿原酸和二咖啡酰喹宁酸)的浓度预测模型、光谱经SG平滑和一阶导数预处理,并筛选5349-6749 cm-1波段用于建模。采用移动块标准偏差法对连续光谱数据进行分析,以实时判定提取终点。同时,基于多个正常运行条件批次的数据,建立基于主成分分析的多变量统计过程控制模型,并利用主成分得分、Hotelling T2和DModX控制图,对验证批次进行监控与评估。 结果:所建立的偏最小二乘回归模型与HPLC参比值相比,表现出优异的相关性和预测精度。移动块标准偏差法在约90分钟时判定了提取终点,该时间点与离线分析测定的各API浓度达到平台期的时间高度吻合。多变量统计过程控制模型在过程监控中表现高效:正常批次始终处于既定控制限内,证实了过程的稳定性。更重要的是,该模型对过程异常表现出高灵敏度:种属置换通过DModX值的显著增加被迅速识别;固液比偏离体现在PC1得分轨迹的偏移上;而加热中断则引起了Hotelling T2值的瞬时增加。在测试条件下,浸泡时间的变化未触发报警,表明其对过程整体影响有限。 结论:本文提出的过程监控策略,成功地将快速定量分析、重点判断定性分析和多场景故障识别功能融为一体,应用于复杂的中药提取过程。该方法增强了对过程的实时理解,提升了终点决策的及时性,并有助于减少质量波动,为推进中药智能制造与确保药材质量一致性提供了方法学参考。
Abstract:Background: The extraction process is a critical unit operation in the manufacturing of Traditional Chinese Medicine (TCM), which concentrates active pharmaceutical ingredients (APIs) and profoundly impacts downstream processes and final product quality. However, the inherent variability of raw medicinal materials and fluctuations in operating conditions pose significant challenges to achieving batch-to-batch consistency. The traditional quality control model, which relies on time-consuming and destructive off-line testing, cannot provide the real-time feedback required for effective process control and optimization. This study aims to develop a comprehensive on-line monitoring framework based on the principles of Process Analytical Technology (PAT) to address this gap. Objective: Focusing on the extraction process of Senecio cannabifolius, this study aims to establish an on-line monitoring scheme based on near-infrared (NIR) spectroscopy combined with chemometric methods. This framework is dedicated to achieving three core objectives: rapid quantification of multiple active pharmaceutical ingredients, real-time determination of the optimal extraction endpoint, and robust process monitoring and fault detection. Methods: An in-situ transflectance fiber optic probe was installed directly into the extraction tank to acquire spectra every 60 seconds. For quantitative analysis, a Partial Least Squares Regression (PLSR) model was developed to predict the concentrations of six marker compounds (Protocatechuic acid, Cryptochlorogenic acid, Hyperoside, Isoquercitrin, Neochlorogenic acid, and Dicaffeoylquinic acid). The spectra were preprocessed by Savitzky-Golay (SG) smoothing and first derivative, with the 5349–6749 cm?1 band selected for modeling. The Moving Block Standard Deviation (MBSD) method was used to analyze continuous spectral data for real-time determination of the extraction endpoint. Concurrently, a Multivariate Statistical Process Control (MSPC) model based on Principal Component Analysis (PCA) was established using data from multiple normal operating condition (NOC) batches. The model was used to monitor and evaluate validation batches using Principal Component scores, Hotelling's T2, and Distance to Model X (DModX) control charts. Results: The established PLSR model exhibited excellent correlation and predictive accuracy compared to the HPLC reference values. The MBSD method determined the extraction endpoint at approximately 90 minutes, which was highly consistent with the time at which the concentration of each API reached its plateau as measured by off-line analysis. The MSPC model demonstrated high efficiency in process monitoring: normal batches consistently remained within the established control limits, confirming process stability. More importantly, the model showed high sensitivity to process anomalies: species substitution was rapidly identified by a significant increase in the DModX value; deviations in the solid-to-liquid ratio were reflected in a shift in the PC1 score trajectory; and a heating interruption caused an instantaneous increase in the Hotelling's T2 value. Under the tested conditions, changes in soaking time did not trigger an alarm, indicating their limited impact on the overall process. Conclusion: The process monitoring strategy proposed in this paper successfully integrates rapid quantitative analysis, qualitative endpoint determination, and multi-scenario fault detection for a complex TCM extraction process. This method enhances real-time process understanding, improves the timeliness of endpoint decision-making, and helps to reduce quality fluctuations, providing a methodological reference for advancing the intelligent manufacturing of TCM and ensuring the quality consistency of medicinal materials.
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基金项目:“三低三高”导向的中药干燥过程全局优化与模拟仿真技术研究及装备开发No: 2023YFC3504502;安徽省首批科技特派团项目(No: 2023tpt014),
周国铭  李文龙
天津中医药大学,天津中医药大学
ZHOU Guoming  LI Wenlong
Tianjin University of Traditional Chinese Medicine,Tianjin University of Traditional Chinese Medicine
引用文本:
周国铭,李文龙.基于近红外光谱的返魂草提取过程在线监控方法研究[J].中国无机分析化学,2026,16(2):270-280.
ZHOU Guoming,LI Wenlong.Research on the On-line Monitoring Method of Senecio Cannabifolius Less. var. integrifolius ( Koidz. ) Kitag. Extraction Process Based on Near-Infrared Spectroscopy[J].Chinese Journal of Inorganic Analytical Chemistry,2026,16(2):270-280.

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